Financial Risk Management for Investment Funds
Key Information Documents
We help investment funds maintaining up-to-date KIDs, ensuring ESMA compliance and better risk oversights.
- Performance scenarios
- Summary risk indicator
- Cost tables
- Historical performance
DORA ICT Incident Compliance
From January 17, 2025, financial firms must meet DORA requirements. Our software automates compliance.
- Incident classification
- Incident reporting
- Incident monitoring
Custom Risk & Modelling
We help investment funds enhance risk management and gain better control over financial risks.
- Market risk
- Credit risk
- Liquidity risk
Key Information Documents
We help investment funds maintaining up-to-date KIDs, ensuring ESMA compliance and better risk oversights.
- Performance scenarios
- Summary risk indicator
- Cost tables
- Historical performance
DORA ICT Incident Compliance
From January 17, 2025, financial firms must meet DORA requirements. Our software automates compliance.
- Incident classification
- Incident reporting
- Incident monitoring
Custom Risk & Modelling
We help investment funds enhance risk management and gain better control over financial risks.
- Market risk
- Credit risk
- Liquidity risk
Key Information Documents
Investment funds must maintain up-to-date Key Information Documents (KIDs) to comply with ESMA regulations. Some KID indicators require monthly updates, while others need annual revisions. We ensure full compliance while also integrating KID updates into your broader risk management strategy, providing valuable insights to enhance risk oversight. Our KID solutions address specific needs, covering four key components outlined below.
⚠️ Performance scenarios must be updated monthly under ESMA standards and made publicly available. Other KID indicators require at least annual updates to remain compliant.
Multiple investment funds trust us for KID compliance and risk management. Ready to enhance yours? Fill out our contact form or email us to get started.
We’ve developed the KID Compliance Agent, which automatically verifies your fund’s KID compliance with ESMA regulations. Learn more about KID Compliance AI.
Performance Scenarios
We generate monthly stress, unfavourable, moderate and favourable performance scenarios across different holding periods. Our models align with ESMA requirements, helping investment funds publish compliant KIDs while improving risk assessments and scenario analyses. These scenarios show how your funds might perform over various holding periods under different market conditions.
Summary Risk Indicator
Using our models, we generate the Market Risk Measure (MRM) and Credit Risk Measure (CRM), which together forms the Summary Risk Indicator (SRI). Our methods ensure compliance with ESMA regulations, providing fund managers with key risk insights that enhance market and credit risk management.
Cost Tables
Our cost composition tables and cost-over-time tables offer a transparant breakdown of fees for investors. The composition table outlines the applied fees, while the cost-over-time table projects the annual cost impact on investments. Both tables comply with ESMA disclosure regulations.
Historical Performance
Our historical performance charts provide benchmark comparisons and follow the ESMA layout requirements, ensuring compliance. These charts improve fund transparancy and help investment firms publish compliant KIDs.
DORA Solutions for Financial Firms
Starting January 17, 2025, financial firms must comply with DORA ICT requirements for managing and reporting ICT incidents. Our software, Lumi Flow, automates incident classification, reporting and monitoring. We use our software to assist financial firms with automated DORA compliance. Watch the video to discover how Lumi Flow simplifies compliance.
- Incident Classification
- Incident Reporting
- Incident Monitoring
Simplify DORA compliance with automation. Let’s discuss how by filling out our contact form or emailing us.
Custom Risk & Modelling
We help investment funds enhance their risk management, tailoring solutions to their specific needs. Instead of a one-size-fits-all approach, we collaborate with firms to enhance financial risk management that align with their objectives. Our expertise has helped investment funds strengthen their market risk, credit risk and liquidity risk management with data-driven solutions.
Whether you’re facing complex challenges or just need a little extra support, we’re here to help. Below are some examples of projects where we’ve happily assisted.
Join other financial firms in taking more control of risk. Fill out our contact form or email us to strengthen your risk management today.
We use scenario analyses, stress tests, VaR models and more to assess how funds react to changing market conditions. These models help you anticipate risks and refine your investment strategy. Regular updates keep you informed with a clear view of market risk developments.
We analyse how changes in credit ratings of underlying assets impact overall fund ratings. Through stress testing and other methods, you gain deeper insights into the potential impact of counterparty defaults.
We conduct stress tests and analyse your fund’s asset allocation. This helps assess the impact of large, illiquid exposures and simultaneous investor withdrawals.
Explore our insights on Finance & Risk Management
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